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有 道 而 正 信 則 人 任 SDIC TAIKANG TRUST CO.,LTD

目錄 CONTENTS

01 品牌篇 | 行穩(wěn)致遠(yuǎn) 02 06 公司概況 10 發(fā)展歷程 12 股東概覽 16 組織架構(gòu) 17 旗下公司 業(yè)務(wù)篇 | 專業(yè)穩(wěn)健 20 戰(zhàn)略規(guī)劃 21 業(yè)務(wù)布局 31 風(fēng)控體系 03 服務(wù)篇 | 和諧共贏 34 黨的建設(shè) 35 企業(yè)文化 36 精英團(tuán)隊 37 社會責(zé)任 38 公司榮譽(yù) 40 聯(lián)系我們 01

Br品a牌n篇d |c行h穩(wěn)a致pt遠(yuǎn)eR STABLE DEVELOPMENT 公司致力于成為卓越的資產(chǎn)管理機(jī)構(gòu) 和值得托付的財富管理人

公司概況 COMPANY PROFILE 國投泰康信托有限公司(簡稱“國投泰康信托”)是經(jīng)中國人民銀行批準(zhǔn)設(shè)立、中國銀行保險監(jiān)督管理委 員會監(jiān)管的非銀行金融機(jī)構(gòu)。 公司秉承“有道而正 信則人任”的核心價值觀，形成了穩(wěn)健、規(guī)范、創(chuàng)新、進(jìn)取的經(jīng)營風(fēng)格。自成立 以來，公司所有信托產(chǎn)品均實現(xiàn)平穩(wěn)運(yùn)行，為投資人實現(xiàn)了預(yù)期收益。公司致力于成為卓越的資產(chǎn)管理 機(jī)構(gòu)和值得托付的財富管理人，在2019、2020年中國信托業(yè)協(xié)會開展的行業(yè)評級中連續(xù)2年獲評A級。 2020年，公司實現(xiàn)營業(yè)收入18.23億，凈利潤10.94億。公司ROE水平連續(xù)多年位居行業(yè)前十。截至 2020年末，公司注冊資本26.705億，總資產(chǎn)111.04億；截至2021年4月末，公司凈資產(chǎn)逾94億元， 信托資產(chǎn)規(guī)模1596億元。 06

營業(yè)收入 凈利潤 凈資產(chǎn) 信托資產(chǎn)規(guī)模 18.23億 10.94億 94億 1596億 截至2020年底 截至2021年4月末 SDIC Taikang Trust Company Limited (SDIC Taikang Trust for short) is a non-bank financial institution established with the approval of the People's Bank of China and supervised by the China Banking and Insurance Regulatory Commission. The company adheres to the core values of “righteousness and integrity”, forming the business style of being steady, standardized, innovative, and enterprising. Since its establishment, all the trust product of the company has been running smoothly, achieving the expected profit for inves- tors. The company engages in being the excellent asset manager and trusted wealth manager, ranking level A in industry rating of China Trustee Association. In 2020, the company achieved operating revenue of 1.823 billion yuan and net profit of 1.094 billion yuan. As of the end of 2020, the registered capital of the company is 2.6705 billion yuan, and the total assets are 11.104 billion yuan; as of end of April, 2021, the net assets of the company exceeded 9.4 billion yuan and trust assets scale reached 159.6 billion yuan. 07

公司概況 融資投行 COMPANY PROFILE 財富管理 資產(chǎn)管理 服務(wù)信托 經(jīng)過多年的發(fā)展，國投泰康信托已經(jīng)發(fā)展形成財富管理、資產(chǎn)管理、融資投行、服務(wù)信托等四大業(yè)務(wù) 板塊，在開展傳統(tǒng)信托業(yè)務(wù)的同時，公司積極開拓資產(chǎn)管理、證券投資、股權(quán)投資、家族信托、養(yǎng)老 信托、特殊資產(chǎn)、供應(yīng)鏈金融、資產(chǎn)證券化等創(chuàng)新業(yè)務(wù)。 公 司 贏 得 業(yè) 內(nèi) 廣 泛 認(rèn) 可 ， 連 續(xù) 多 年 榮 獲 行 業(yè) 評選重要獎項，并控股國投瑞銀基金等公司，搭建了多元化的金融平臺。 08

15.58 18.24 10.38 10.71 10.84 10.62 9.19 6.82 6.23 6.28 2016 2017 2018 2019 2020 營業(yè)收入（單位：億元） 凈利潤（單位：億元） After years of development, SDIC Taikang has developed four business segments, namely wealth manage- ment, asset management, financing and investment banking and service trust. While providing traditional trust, the company also actively explores innovative business such as asset management, securities invest- ment, equity investment, family trust, pension trust, special assets, supply chain finance, and asset securitiza- tion. The company has won wide recognition and important awards in the industrial selection for consecutive years. It has controlled companies like UBS SDIC Foundation, and built diverse financial platforms. 09

發(fā)展歷程 DEVELOPMENT HISTORY 2004 2007 2009 2014 2015 國家開發(fā)投資公司控股 推出國內(nèi)首款紅酒、普洱茶、藝 引入戰(zhàn)略投資者，公司更名 收購弘泰信托，并將其 術(shù)品信托理財產(chǎn)品 為國投泰康信托有限公司 更名為國投弘泰信托投 資公司 推出國內(nèi)首款定向奧運(yùn)冠軍發(fā)行 公司經(jīng)營收入和利潤雙雙 的專屬信托產(chǎn)品 突破10億元 換領(lǐng)“新兩規(guī)”規(guī)范后的新金融 獲批股權(quán)投資業(yè)務(wù)資格 許可證，更名為國投信托有限公 管理信托資產(chǎn)規(guī)模近2000億元 司，注冊資本金12.048億元 推出證券化信托，市場化業(yè)務(wù)破冰 10

2016 2018 2019 2020 2021 首次行業(yè)評級中獲評A級 首次擔(dān)任資產(chǎn)服務(wù)機(jī)構(gòu)發(fā)起設(shè)立 公司獲得股指期貨交易 的銀行間市場非金融企業(yè)債務(wù)融 業(yè)務(wù)資格 率先推出國內(nèi)首兩單慈善信托 資工具成功落地 項目 公司在2020年行業(yè)評級 設(shè)立多只凈值型證券產(chǎn)品，推出 中再次獲評A級 獲批特定目的信托受托機(jī)構(gòu)資格 科創(chuàng)板打新產(chǎn)品，投資業(yè)績良好 及受托境外理財業(yè)務(wù)資格 拓展戰(zhàn)略性股權(quán)投資業(yè)務(wù)新模式， 公司首單消費(fèi)金融信托項目落地， 發(fā)起設(shè)立供應(yīng)鏈產(chǎn)業(yè)基金 實現(xiàn)小微金融領(lǐng)域的突破 首單QDII項目落地 公司注冊資本金增至26.705億元 人民幣 舉辦“春生夏長”財富管理論壇 公司在2019年行業(yè)評級中獲評A 推出甘肅臨洮產(chǎn)業(yè)扶貧慈善信托 級 “國投泰康信托 2016年國投慈善1號” 公司開展十四五規(guī)劃工作，確定 慈善信托\"榮獲民政部“中華慈善獎” 發(fā)展目標(biāo)為“建成行業(yè)一流信托 公司” 11

股東概覽 OVERVIEW OF SHAREHOLDERS 國投集團(tuán) 泰康保險集團(tuán) 悅達(dá)集團(tuán) 41.62% 99.41% 61.03% 國投資本股份 泰康資產(chǎn) 悅達(dá)資本 100% 8.20% 國投資本控股 61.29% 27.06% 3.45% 國投泰康信托有限公司 國家開發(fā)投資集團(tuán)有限公司 國家開發(fā)投資集團(tuán)有限公司（簡稱“國投”）成立于1995年，是中央直接管理的國有重要骨 干企業(yè)，是中央企業(yè)中唯一的投資控股公司，注冊資本338億元。截至2020年末，集團(tuán)資產(chǎn) 總額6820億元，員工約5萬人。2020年集團(tuán)實現(xiàn)營業(yè)總收入1537億元，利潤總額221億元， 連續(xù)16年在國務(wù)院國資委經(jīng)營業(yè)績考核中榮獲A級，連續(xù)五個任期獲得業(yè)績優(yōu)秀企業(yè)。國投自 成立以來，始終堅持服務(wù)國家戰(zhàn)略，優(yōu)化國有資本布局，提升產(chǎn)業(yè)競爭力，在重要行業(yè)和關(guān) 鍵領(lǐng)域發(fā)揮國有資本的引領(lǐng)和帶動作用，實現(xiàn)國有資本保值增值，在國內(nèi)、國外兩個市場形 成了基礎(chǔ)產(chǎn)業(yè)、戰(zhàn)略性新興產(chǎn)業(yè)、金融及服務(wù)業(yè)三大戰(zhàn)略業(yè)務(wù)單元。 12

State Development & Investment Corp., Ltd. (SDIC) Established in 19995, State Development & Investment Corp. Ltd. (SDIC) is an important state-owned backbone enterprise directly managed by the central government and the only investment holding company amongst the central enterprises with a registered capital of 33.8 billion yuan. By the end of 2020, the Group’s assets totaled 682 billion yuan, with about 50,000 employees. In 2020, the Group achieved a total operating revenue of 153.7 billion yuan and a total profit of 22.1 billion yuan. It has been rated as Level A in the operating performance assessment conducted by the State-owned Assets Supervision and Administration Commission of the State Council for 16 successive years and been honored as an enterprise with an excellent performance for five consecutive terms. Since its establishment, it has always adhered to the strategy of serving the state, optimized the layout of state-owned capital, enhanced its industrial competitiveness, unleashing the leading and driving role of state-owned capital in important sectors and key areas to preserve or increase the value of state-owned capital. It has formed three strate- gic business units, including basic industries, strategic emerging industries, and financial and service industries in domestic and foreign markets. 13

泰康保險集團(tuán)股份有限公司 經(jīng)過25年穩(wěn)健創(chuàng)新發(fā)展，泰康保險集團(tuán)已經(jīng)發(fā)展成為一家涵蓋保險、資管、醫(yī)養(yǎng)三大 核心業(yè)務(wù)的大型保險金融服務(wù)集團(tuán)，業(yè)務(wù)范圍全面涵蓋人身保險、互聯(lián)網(wǎng)財險、資產(chǎn)管 理、企業(yè)年金、職業(yè)年金、醫(yī)療養(yǎng)老、健康管理、商業(yè)不動產(chǎn)等多個領(lǐng)域。截至2020 年末，泰康保險集團(tuán)連續(xù)三年榮登《財富》世界500強(qiáng)榜單，位列第424位，中國500 強(qiáng)第104位。 Taikang Insurance Group Co., Ltd. After 25 years of steady and innovative development, Taikang Insurance Group has grown into a large insurance and financial service group covering three core business, namely insurance, asset management, medical care and health. Its business scope fully covers personal insurance, Internet-based property insurance, asset management, enterprise annuity, occupa- tional annuity, medical care for the elderly, health management and commercial realty. Up to the end of 2020, Taikang Insurance Group had ranked in the Fortune 500 list for three consecutive years, ranking 424th and 104th among China’s top 500. 14

江蘇悅達(dá)集團(tuán)有限公司 江蘇悅達(dá)集團(tuán)有限公司創(chuàng)業(yè)于1979年，是在我國改革開放大潮中發(fā)展成長起來的全國重點(diǎn)國 有企業(yè)。經(jīng)過長期拼搏努力，悅達(dá)集團(tuán)目前在境內(nèi)外控股3家上市公司、擁有近4萬名員工、 資產(chǎn)總額達(dá)700億元。擁有2個中國名牌產(chǎn)品“悅達(dá)紗線”“黃海金馬”、1個中國馳名商標(biāo) “悅達(dá)起亞”、2個國家免檢產(chǎn)品“黃海金馬”“悅達(dá)家紡”。榮列“中國500最具價值品牌” 第125位，品牌價值507.79億元，綜合營業(yè)收入超千億，利稅過百億，位列江蘇前十強(qiáng)。 Jiangsu Yueda Group Co., Ltd. Established in 1979, Jiangsu Yueda Group Co., Ltd. is a key state-owned enterprise developed during China’s reform and opening up. With long years of striving, it has now controlled three listed companies at home and abroad, employed nearly 40,000 employees, with total assets worth 70 billion yuan. It owns two Chinese famous brands “Yueda Yarn” and “Yellow Sea Golden Horse”, one Chinese famous trademark “Yueda Kia”, and two products exempt from national inspection, “Yellow Sea Golden Horse” and “Yueda Home Textile”. It ranks 125th among China’s top 500 most valuable brands” with a brand value of 50.779 billion yuan, with a comprehensive operating revenue exceeding 100 billion yuan and an amount of profits and taxes exceeding 10 billion yuan, ranking among the top ten in Jiangsu. 15

組織架構(gòu) ORGANIZATIONAL STRUCTURE 監(jiān)事會 股東會 信托與消費(fèi)者權(quán)益保護(hù)委員會 董事會 審計與風(fēng)險及關(guān)聯(lián)交易控制委員會 固有業(yè)務(wù)決策委員會 總經(jīng)理 薪酬與考核委員會 信托業(yè)務(wù)決策委員會 總法律顧問 財務(wù)總監(jiān) 副總經(jīng)理 股 權(quán) 投 資 總 部 16

旗下公司 SUBSIDIARY COMPANY 國投瑞銀基金管理有限公司 國投瑞銀基金管理有限公司（簡稱“國投瑞銀基金”），由國投泰康信托有限公司與全球著名 的資產(chǎn)管理機(jī)構(gòu)瑞銀集團(tuán)（UBS AG）合資組建，是一家具備較強(qiáng)綜合實力的基金公司。國 投瑞銀基金秉承瑞銀集團(tuán)的投資理念，成功吸收其全球市場行之有效的投資方法，并結(jié)合本 土實際情況，不斷加以完善，形成了自身獨(dú)特的穩(wěn)中求進(jìn)的投資風(fēng)格。截至2020年末，公司 管理公募基金共69只，產(chǎn)品涵蓋股票型、混合型、債券型、貨幣型、指數(shù)型、QDII型、FOF 型等；為超過1909萬名持有人提供投資管理服務(wù)，累計為持有人帶來分紅約295億元，為持 有人帶來了較好的投資回報。 UBS SDIC Fund Management Co., Ltd. UBS SDIC Fund Management Co., Ltd. (hereinafter referred to as “UBS SDIC”) is a fund company with great comprehensive strength and a joint venture established by SDIC Taikang Trust and the globally renowned asset management institution UBS AG. Adhering to the investment concept of UBS AG, UBS SDIC has absorbed its effective investment practice in the global market and continuously improved it based on local conditions, forming a unique investment style of seeking improvement in stability. As of the end of 2020, the company had managed 69 public funds, including stock, hybrid, bond, currency, index, QDII and FOF. The company had provided investment management services for more than 19.09 million holders and brought good returns on investment and accumulated dividends of about 29.5 billion yuan to the holders. 17

Bu業(yè)si務(wù)n篇es|s專c業(yè)h穩(wěn)ap健teR professional 新戰(zhàn)略 新起點(diǎn) 新夢想

戰(zhàn)略引領(lǐng) STRATEGIC GUIDANCE 新戰(zhàn)略 新起點(diǎn) 新夢想 “十四五”規(guī)劃為公司明確了未來發(fā)展目標(biāo)。 面對經(jīng)濟(jì)新形勢和監(jiān)管新要求，國投泰康信托主動把握行業(yè)發(fā)展方向，穩(wěn)步推進(jìn)戰(zhàn)略布局，積極培育未 來業(yè)務(wù)增長點(diǎn)，通過主動轉(zhuǎn)型、持續(xù)轉(zhuǎn)型實現(xiàn)高質(zhì)量發(fā)展，打造強(qiáng)大的資產(chǎn)獲取和資金募集能力，努 力建設(shè)行業(yè)一流信托公司。 New Strategy, New Start, New Dream The “14th Five-Year Plan” has clearly defined the development goal of the company. In the face of new economic situation and new regulatory requirements, SDIC Taikang Trust has taken the initiative to grasp the development direction of the industry, steadily promoted its strategic layout, actively fostered its business growth points in the future. Through active and continuous transformation, it has achieved high-quality development and built a strong power in asset acquisition and fund raising, with an aim to become a first-class trust company in the industry. 20

公司”十四五”規(guī)劃體系 公司治理規(guī)范 業(yè)務(wù)體系完整 風(fēng)控合規(guī)到位 業(yè)績優(yōu)良穩(wěn)定 品牌形象高尚 轉(zhuǎn)型與發(fā)展 財富與資管 行業(yè)新規(guī)范 證券資管業(yè)務(wù) 股權(quán)投資業(yè)務(wù) 服務(wù)信托業(yè)務(wù) 業(yè)務(wù)新賽道 發(fā)展新動力 家族信托業(yè)務(wù) 黨建引領(lǐng) 文化凝聚 品牌提升 IT賦能 運(yùn)營支持 21

業(yè)務(wù)布局 BUSINESS LAYOUT 國投泰康信托充分發(fā)揮信托受托服務(wù)功能和信托制度優(yōu)勢以及橫跨資金、資本和產(chǎn)業(yè)市場的優(yōu)勢，不 斷提升資產(chǎn)管理、財富管理能力，為客戶提供專業(yè)、綜合的金融服務(wù)解決方案。 目前，公司已獲得特定目的信托受托機(jī)構(gòu)資格、受托境外理財業(yè)務(wù)資格、以固有資產(chǎn)從事股權(quán)投資業(yè) 務(wù)資格及股指期貨交易業(yè)務(wù)資格等，落地多單QDII項目，滿足了客戶多元化的投融資需求。公司堅持 市場化、專業(yè)化、特色化的發(fā)展思路，形成了財富管理、資產(chǎn)管理、融資投行和服務(wù)信托四位一體的 業(yè)務(wù)體系。 SDIC Taikang Trust gives full play to the unique advantages of trust cross-border capital market, currency market and industrial market, continues to improve the capabilities of asset management and wealth management, and provides customers with professional and comprehensive financial services solutions. Currently, the company has been approved for the qualification as trustee with special trust purpose, qualifi- cation of overseas trust financing business, qualification to engage in equity investment business with inherent assets, qualification of stock index futures trading business, and others, with many QDII projects implemented, satisfying customers’ diversified asset deployment demands. The company adheres to the development concept of marketization, professionalization and specialty, forming the business system integrating wealth management, asset management, financing investment banking and service trusts. 22

財富管理業(yè)務(wù) 國投財富 投資咨詢 資產(chǎn)配置 全權(quán)委托 家族信托 “一站式”財富服務(wù)平臺 國投泰康信托不斷推進(jìn)財富業(yè)務(wù)市場化改革，創(chuàng)新設(shè)置了財富管理總部、營銷與客戶運(yùn)營部、 家族信托事業(yè)部3個一級部門，形成前、中、后臺一體化運(yùn)營服務(wù)體系，搭建了“一站式”財 富服務(wù)平臺。 圍繞高凈值個人客戶和機(jī)構(gòu)客戶的財富管理需求，公司創(chuàng)設(shè)“國投財富”品牌，并構(gòu)建了“投 資咨詢、資產(chǎn)配置、全權(quán)委托、家族信托”多層次財富管理業(yè)務(wù)條線。 Wealth Management SDIC Taikang Trust has continuously promoted the market-oriented reform of wealth business, innovatively set up three first-level departments, namely wealth management headquarters, market- ing and customer operation department and family trust division, forming an integrated operational service system of front, middle and back stages and building a “one-stop” wealth service platform. Centering on the wealth management needs of high net worth individual and institutional clients, the company has established a brand of “SDIC Wealth”, and built a multi-level wealth management business line of “investment consultation, asset allocation, carte blanche, and family trust”. 23

家族財富管理 國投泰康信托長期關(guān)注家族財富傳承，是國內(nèi)較早涉足家族財富傳承業(yè)務(wù)的信托機(jī)構(gòu)。公司以“財富傳承供 給側(cè)改革”為目標(biāo)指引，不斷優(yōu)化財富傳承業(yè)務(wù)體系，推出“赫奕家族辦公室”服務(wù)品牌，圍繞家族及高凈 值人士的財富保障、投資理財、企業(yè)治理、公益慈善、健康養(yǎng)老、子女教育、藝術(shù)圈層、家族傳承等需求提 供綜合化家族財富管理解決方案。 目前，公司形成了家族信托服務(wù)矩陣，包括私人家族辦公室、財富傳承信托、專戶理財信托務(wù)、慈善信托、 養(yǎng)老信托、藝術(shù)品信托等服務(wù)。 財富傳承信托 專戶理財信托 私人家族辦公室 家族信托服務(wù)矩陣 慈善信托 養(yǎng)老信托 藝術(shù)品信托 24

家族保障 藝赫 術(shù) 奕 品 文 赫奕祈年 養(yǎng)老信托 信托 淵 及 傳承中照顧到家族長者的養(yǎng)老服務(wù) 傳 、 承 藝 赫奕保和 財富傳承信托 家 精族 信術(shù) 傳承的起步服務(wù)-財富傳承信托 神 托品 沿 傳 服 務(wù) 族家 家 族 行投 理 財 家赫 族 奕 家赫 理 武 族 奕 財 英 慈及 華文 的 善保 服務(wù) 模 塊戶 專 赫奕中和 家族信托 育 慈 守 傳承的核心服務(wù)-家族信托 成 管 的 善 理 服 信 務(wù) 托 信 模 托塊 赫奕太和 私人辦公室 傳承的頂級服務(wù)體系-家族辦公室 SDIC TAIKANG TRUST CO.,LTD 家族傳承 25

智慧財富 7X24小時在線智能 雙錄及簽約，滿足客 隨時隨地手機(jī)認(rèn)證，最快 戶隨時隨地隨手簽約 10分鐘完成實名認(rèn)證，只 需要 需身份證和銀行卡 智能簽約 合格投資者認(rèn)定 精選理財 國投財富 多樣便利 熱銷產(chǎn)品集成化展示， 國投財富app， 資產(chǎn)證明、收益賬戶 「產(chǎn)品貨架」分類清晰， 指尖上的智慧體 變更、資金回執(zhí)等自 產(chǎn)品要素一目了然 驗，讓財富盡在 動功能讓客戶更便捷 掌握 隨心服務(wù) 持有產(chǎn)品 價值+ 專屬客戶經(jīng)理、電話 收益分配、凈值查詢、信息 時事資訊、精彩活動、 服務(wù)、在線客服、智 披露、合同查看等功能，盡 積分好禮等價值+服務(wù)， 能客服等，7X24小 在掌握 帶給客戶更多體驗 時隨心服務(wù) 26

國投泰康信托高度重視科技賦能財富業(yè)務(wù)，為投資人創(chuàng)新打造“國投財富APP”數(shù)字化服務(wù)平 臺，實現(xiàn)線上與線下協(xié)同管理、遠(yuǎn)程與現(xiàn)場場景互通、人工與智能高度融合。 該智能財富應(yīng)用秉承以客戶為中心“合規(guī)、安全、便捷、高效”的服務(wù)宗旨，具有客戶人身核 驗、合格投資者認(rèn)定、AI智能雙錄、電子合同、數(shù)字鑒權(quán)、一體化打印等功能，為投資者帶來 更簡潔、清新、流暢的服務(wù)體驗。同時還引入了多層面、多維度的信息安全保障機(jī)制，以更好 地防范客戶信息泄露。 Intelligent Wealth SDIC Taikang Trust attaches great importance to the technology-enabled wealth business, creates an innovative “SDIC Wealth App” digital service platform for the investors and achieves online and offline collaborative management, remote and field scene exchange, and high integration of labor and intelligence. Adhering to the customer-centered service tenet of “compliance, safety, convenience, efficien- cy”, the intelligent wealth app has different functions such as customer identity verification, qualified investor identification, AI intelligent double recording, electronic contract, digital authen- tication and integrated printing, which has brought investors a conciser, clearer and smoother service experience. Meanwhile, a multi-level and multi-dimensional information security guaran- tee mechanism has been introduced to better prevent the disclosure of customer information. 27

資產(chǎn)管理業(yè)務(wù) 信托公司為滿足買方客戶的投資需求，按照約定的投資范圍和策略，將客戶交付的信托資金配 置到各類金融金融工具和產(chǎn)品的業(yè)務(wù)，打造跨市場、多種風(fēng)格、多種風(fēng)險收益特征的產(chǎn)品線， 涵蓋現(xiàn)金管理、固收投資、權(quán)益投資、混合投資等多種品類，公司資產(chǎn)投向覆蓋證券、股權(quán)、 不動產(chǎn)和另類資產(chǎn)等四大門類。 Asset Management In order to satisfy the investment needs of clients, according to the agreed investment scope and strate- gy, the trust company allocates the trusted capital delivered by the clients to all kinds of financial tools and products to build a cross-market product line with various styles and risks, covering cash manage- ment, fixed gain investment, equity investment and hybrid investment. The company’s asset invest- ment covers four categories, including securities, equity, real estate and alternative assets. 28

融資投行業(yè)務(wù) 信托公司基于融資方的資金需求，憑借對行業(yè)和領(lǐng)域的專業(yè)化認(rèn)知與運(yùn)營能力，通過創(chuàng)設(shè)債權(quán)、股權(quán)等融資 工具和交易結(jié)構(gòu)，為實體企業(yè)、政府部門、金融同業(yè)機(jī)構(gòu)以及個人消費(fèi)金融等提供債權(quán)投資信托、股權(quán)投資 信托等融資服務(wù)。 Financing and Investment Banking Based on the fund demands of financing parties and depending on its professional understanding and operating ability in the industry and different fields, the trust company provides entity enterprises, governmental departments, financial peers and personal customer finance, etc. with financing services such as debt investment trust and equity investment trust through setting up financial tools and trading structures like creditor’s right and equity. 29

服務(wù)信托業(yè)務(wù) 公司以信托財產(chǎn)獨(dú)立性為前提，以資產(chǎn)賬戶和權(quán)益賬戶為載體，以信托財產(chǎn)安全持有為 基礎(chǔ)，為客戶提供賬戶管理、財產(chǎn)保管/登記、交易、監(jiān)督、結(jié)算/清算、估值、權(quán)益登記/分 配、信息披露、合同保管等托管運(yùn)營類金融服務(wù)的信托業(yè)務(wù)。 Service Trust Taking the independence of trusted property as the premise, the asset account and equity account as the carrier, and the safe holding of trusted property as the foundation, the company provides the clients with financial services and trust business such as account management, property custody/registration, transaction, supervision, settlement/clearing, valuation, equity registration/distribution, information disclosure and contract keeping. 30

風(fēng)險管理 RISK MANAGEMENT 穩(wěn)健的風(fēng)險理念 Sound Risk Concept 堅持審慎、穩(wěn)健的經(jīng)營理念 Insist on prudent and sound operation principles 依法合規(guī)經(jīng)營，嚴(yán)守風(fēng)險底線 Operate legally and compliantly, strictly guard the bottom 規(guī)范動作，透明管理，長遠(yuǎn)發(fā)展 line of risks Seek long-term development through regulated actions 健全的風(fēng)控體系 and transparent management 決策層、執(zhí)行層、監(jiān)督層科學(xué)分工 Complete Risk Control System “三道防線”，有效制衡 完備的風(fēng)險管理制度體系 A scientific labor division among the decision-making, execution and supervision levels 有效的決策機(jī)制 “Three defence lines” guarantees an effective balance A complete risk management system 堅持民主集中原則 強(qiáng)化專業(yè)委員會的履職和指導(dǎo) Effective Decision-making 突出專業(yè)化導(dǎo)向 Mechanisms 清晰的業(yè)務(wù)邏輯 Insist on the principle of democratic centralism Strengthen the duty performance and guidance of the 重視交易對手選擇 professional committee 嚴(yán)格篩選底層資產(chǎn) Highlight the professional orientation Clear Business Logic Emphasize the selection of traders Strictly screen the underlying assets 精細(xì)的過程管理 Fine Process Management 全流程管控，全業(yè)務(wù)覆蓋 Control all processes, cover all business 專業(yè)分工，重點(diǎn)突出，措施到位 Highlight the focus with professional labor division and complete measures 31

Se服rv務(wù)ic篇e| c和h諧a共p贏teR ALL-WIN HARMONY 成就財富夢想 實現(xiàn)更美生活

黨的建設(shè) PARTY BUILDING 行穩(wěn)致遠(yuǎn) 揚(yáng)帆篤行 一流黨建引領(lǐng)一流企業(yè) 國投泰康信托始終堅持黨的全面領(lǐng)導(dǎo)不動搖，堅持服務(wù)實體經(jīng)濟(jì)不動搖，堅持深化改革創(chuàng)新不動搖，堅 持穩(wěn)健合規(guī)經(jīng)營不動搖。 公司注重黨建與業(yè)務(wù)的深度融合，積極打造黨建品牌“信遠(yuǎn)行”，確立優(yōu)秀黨建文化理念，塑造特色黨 建工作體系，實現(xiàn)黨建融促經(jīng)營、引領(lǐng)文化、凝聚合力的作用，不斷推動黨建工作向縱深發(fā)展。 公司將持續(xù)發(fā)揮卓越黨建的“核心價值”和“驅(qū)動力”，在發(fā)展道路上高舉旗幟、砥礪奮進(jìn)、揚(yáng)帆篤行， 以一流黨建引領(lǐng)公司建設(shè)成為行業(yè)一流信托公司。 Leading a first-class enterprise with best Party building SDIC Taikang Trust has always adhered to the overall leadership of the Party, unswervingly serving the real economy, deepening the reform and innovation, and unswervingly maintaining steady and compliant management. The company pays attention to the deep integration of Party building and its business, and actively builds its Party building brand “Xin Yuan Xing”. It has established excellent cultural concept of Party building and a special Party building work system, enabled Party building to promote its operation, guide its culture and pool its strength, while constantly promoting the in-depth development of its Party building work. The company will continue to give full play to the “core values” and “driving force” of its outstanding Party building, hold high the banner and forge ahead on the road of development, and guide the company with first-class Party building to become a first-class trust company in the industry. 34

企業(yè)文化 ENTERPRISE CULTURE 使 命：成就財富夢想，實現(xiàn)更美生活 愿 景：成為卓越的資產(chǎn)管理機(jī)構(gòu)和值得托付的財富管理人 發(fā)展理念：長遠(yuǎn)、共享、共贏 經(jīng)營理念 管理理念 人才理念 團(tuán)隊理念 規(guī)范 透明 德信 忠誠 進(jìn)取 務(wù)實 專業(yè) 包容 創(chuàng)新 激勵 擔(dān)當(dāng) 合作 核心價值觀：有道而正，信則人任 35

精英團(tuán)隊 ELITE TEAM 67% 碩博學(xué)歷員工占比 超過70%從業(yè)人員 取得專業(yè)資質(zhì) 證券 黃金投資 分析師 分析師 （國際） 期貨從業(yè) 注冊黃金 ACCA 注冊 分析師 分析師 AFP 會計師 PMP 公司擁有一支高學(xué)歷、高素質(zhì)和經(jīng)驗豐富的信托從業(yè)隊伍，碩博學(xué)歷員工占比67%，超過70%的從業(yè) 人員取得證券分析師、（國際）注冊會計師、期貨從業(yè)分析師、注冊黃金分析師、ACCA、AFP、 PMP、黃金投資分析師等在內(nèi)的各類專業(yè)資質(zhì)。 The company has a trust practitioner team with high education and competence and rich experience. The employees with a master or doctor degree account for 67% of its workforce, and more than 70% of the practitioners have obtained various professional qualifications such as securities analyst, (international) registered accountant, futures analyst, registered gold analyst, ACCA, AFP, PMP and gold investment analyst. 36

社會責(zé)任 SOCIAL RESPONSIBILITIES 探索扶貧新模式 創(chuàng)新慈善事業(yè) 唯一榮獲「中華慈善獎」的慈善信托 《慈善法》實施當(dāng)天率先成立 「2016年國投慈善1號慈善信托」 2016年國投慈善1號慈善信托 「產(chǎn)業(yè)扶貧+精準(zhǔn)扶貧」新模式 2016年真愛夢想1號教育慈善信托 2018甘肅臨洮產(chǎn)業(yè)扶貧慈善信托 2017年推出國內(nèi)首單股權(quán)慈善信托 「真愛夢想2號教育慈善信托」 教育扶貧系列慈善信托 2016年真愛夢想1號教育慈善信托 2017年真愛夢想2號教育慈善信托 2020年國投教育1號慈善信托 作為央企控股的信托公司和中國信托業(yè)協(xié)會理事單位，公司始終秉承“有道而正、信則人任”的核心價值 觀，以務(wù)實的精神、穩(wěn)健的作風(fēng)以及細(xì)致的服務(wù)，為客戶、為員工、為股東、為社會創(chuàng)造最大價值。 公司作為中國慈善聯(lián)合會慈善信托委員會副主任委員，熱心參與社會公益事業(yè)。在《慈善法》實施首日推 出國內(nèi)首兩單慈善信托，隨后又創(chuàng)新推出國內(nèi)首單股權(quán)慈善信托、2018甘肅臨洮產(chǎn)業(yè)扶貧慈善信托，深入 探索慈善信托助力精準(zhǔn)扶貧新模式，對國內(nèi)慈善信托的發(fā)展產(chǎn)生了重要影響。2020年，公司成立“國投泰康 信托2020年國投教育1號慈善信托”，繼續(xù)為發(fā)展困難地區(qū)的中小學(xué)校素養(yǎng)教育貢獻(xiàn)力量。 As a trust company held by the state-owned enterprise and the director unit of China Trust Industry Association, the company has always been adhering to the core values of “getting on a right track with morality, and winning trust with honesty” and creating the biggest values for the clients, employees, shareholders and society with a pragmatic spirit, a steady style and considerate services. As a vice chairman unit of the Charitable Trust Committee of China Charity Federation, the company has been enthusiastically involved in social public welfare undertakings. On the first day of the implementation of the Chari- ty Law, it launched the first two orders of charitable trust in China. Later, it innovatively rolled out the first single-equity charity trust in China and the industrial poverty alleviation charity trust in Lintao of Ganshu in 2018. In this way, it has deeply explored the new model of boosting targeted poverty alleviation with charity trust, which has had an important influence on the development of domestic charity trust. In 2020, the company established “SDIC Taikang Trust No. 1 Charity Trust for Education in 2020”, continuing to contribute its strength to the development of all-round education in primary and secondary schools in difficult regions. 37

公司榮譽(yù) COMPANY HONORS 2020年 榮獲金貔貅“2020年度金牌風(fēng)控力信托公司”獎 榮獲證券時報“優(yōu)秀財富管理品牌”獎 榮獲上海證券報“誠信托”管理團(tuán)隊獎 榮獲中國銀行保險報“十佳社會責(zé)任機(jī)構(gòu)”獎 榮獲銀行家雜志社“十佳財富管理創(chuàng)新獎 ” 榮獲中國網(wǎng)“精準(zhǔn)扶貧先鋒機(jī)構(gòu)”獎 榮獲中國企業(yè)文化研究會“十三五中國企業(yè)文化建設(shè)優(yōu)秀單位” 2019年 榮獲上海證券報“誠信托——優(yōu)秀管理團(tuán)隊”獎 榮獲中國經(jīng)營報“2019卓越財富管理品牌” 獎 上榜“2019年度信托業(yè)新媒體影響力Top10” 榮獲金貔貅“2019年度金牌服務(wù)力金融機(jī)構(gòu)” 獎 2018年 榮獲民政部第十屆“中華慈善獎” 榮獲中國證券報慈善信托“金牛獎” 榮獲證券時報“2018年度優(yōu)秀慈善信托計劃”獎 榮獲金貔貅“2018年度金牌風(fēng)控力信托公司”獎 榮獲金融時報“金融機(jī)構(gòu)2018年度最佳財富管理”獎 38

2020 Golden Pixiu Award of \"2020 Trust Companies with Top Risk Control\" \"Excellent Wealth Management Brand\" Award by Securities Times \"Trust Companies with High Integrity\" Management Team Award by Shanghai Securi- ties News \"top ten social responsibility organizations\" award of China Bank And Insurance News \"Top 10 Wealth Management Innovation Award\" by The Chinese Banker Magazine \"Pioneer Agency for Targeted Poverty Alleviation\" by China Network \"The 13th Five-year Plan - Excellent Unit of Chinese Enterprise Culture Construction\" by the China Enterprise Culture Research Association 2019 \"Trust Companies with High Integrity - Management Team\" Award by Shanghai Secu - rities News \"2019 Outstanding Wealth Management Brand\" Award by China Business Listed in “2019 Top 10 New Media Influences of Trust Industry” Golden Pixiu Award of \"2019 Financial Institutions with Top Services\" 2018 The 10th “China Charity Award” by the Ministry of Civil Affairs Charitable Trust \"Golden Bull Award\" by China Securities Journal “2018 Outstanding Charitable Trust Plan\" by Securities Times Golden Pixiu Award of \"2018 Trust Companies with Top Risk Control\" “2018 Top Financial Institutions with Excellent Wealth Management” by Financial Times 39

c聯(lián)o系nt我ac們t us 國投泰康信托有限公司（總部） 北京市西城區(qū)阜成門北大街2號樓 郵政編碼：100034 010-83321800 sdictktrust@sdictktrust.com SDIC Taikang Trust Co., Ltd. (Headquarters) Address: Building 2, Fuchengmen North Street, Xicheng District, Beijing Postal Code: 100034 Phone: 010-83321800 Email: sdictktrust@sdictktrust.com 國投泰康信托有限公司（上海） 上海市虹口區(qū)楊樹浦路168號國投大廈18層 200082 021—60687668 sdictktrust@sdictktrust.com SDIC Taikang Trust Co., Ltd. (Shanghai) SDIC Taikang Trust Co., Ltd. (Shanghai) Address: 18th Floor, SDIC Building, 168 Yangshupu Road, Hongkou District, Shanghai Postal Code: 200082 Phone: 021—60687668 Email: sdictktrust@sdictktrust.com 服務(wù)熱線：400-608-8800 公司官網(wǎng)：www.sdictktrust.com 40

國投泰康信托有限公司（深圳） 深圳市福田區(qū)金田路中洲大廈 518000 0755—33097192 sdictktrust@sdictktrust.com SDIC Taikang Trust Co., Ltd. (Shenzhen) Address: Zhongzhou Building, Jintian Road, Futian District, Shenzhen Postal Code: 518000 Phone: 0755—33097192 Email: sdictktrust@sdictktrust.com 國投泰康信托有限公司（南京） 南京市鼓樓區(qū)漢中路2號亞太商務(wù)樓 210005 025—66609160 sdictktrust@sdictktrust.com SDIC Taikang Trust Co., Ltd.(Nanjing) Address: Asia Pacific Business Building, No. 2 Hanzhong Road, Gulou District, Nanjing Postal Code: 210005 Phone: 025-66609160 國投泰康信托有限公司（蘇州） 蘇州市工業(yè)園區(qū)蘇州大道西119號蘇悅商貿(mào)廣場1幢 215000 0512-88859589 sdictktrust@sdictktrust.com SDIC Taikang Trust Co., Ltd. (Suzhou) Address: Building 1, Suyue Commercial Plaza, 119 Suzhou Avenue West, Suzhou Industrial Park Postal Code: 215000 Phone: 0512-88859589

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